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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-04-13 |
Branch Locations
165 N. Meramec Ave. Ste. 430, Clayton, MO 63105 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 03/2002 | 04/2018 |
| Mutual Securities, Inc | Camarillo | CA | 04/2018 | 06/2020 |
| Mutual Advisors, Llc | Omaha | NE | 04/2018 | Present |
1. HAWTHORNE CAPITAL WEALTH ADVISORS, START DATE: 03/01/02, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, OPERATING COMPANY, FINANCIAL PLANNER, 40-80 HOURS PER MONTH, 1-6 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 01/01/97, 16431 SUNDANCE CREEK CT, WILDWOOD, MO 63005, INSURANCE AGENCY/AGENT OF LIFE INSURANCE, 1-2 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 3. NURSE ANESTHETIST, SOLE PROPRIETOR, START DATE: 01/01/97, 16431 SUNDANCE CREEK CT, WILDWOOD, MO 63005, INDEPENDENT CONTRACTOR, CRNA, NOT INVESTMENT RELATED, 40-60 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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