Best Investors Account Sign in

Stefanie Ann Scarp

Wells Fargo Clearing Services, LLC

Naperville, IL

Westchester, IL

Chicago, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-20
IL RA APPROVED 2024-09-12
  • AZ RA
    APPROVED
    Since 2024-09-20
  • IL RA
    APPROVED
    Since 2024-09-12

Branch Locations

47 E Chicago Ave Ste 132, Naperville, IL 60540 • United States

11000 31St St, Westchester, IL 60154 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 06/2016 04/2018
U.S. Bancorp Investments, Inc. Glen Ellyn IL 04/2018 09/2024
Wells Fargo Clearing Services, Llc Chicago IL 09/2024 Present
Previous Registrations
  • 2018-05-01 → 2024-09-13
    U.S. Bancorp Investments, Inc.
    Glen Ellyn, IL
    Glen Ellyn, IL
    Crystal Lake, IL
    Algonquin, IL
    West Dundee, IL
    Saint Charles, IL
    Glen Ellyn, IL
    West Chicago, IL
    Geneva, IL
    Downers Grove, IL
  • 2016-07-05 → 2018-05-02
    Pnc Wealth Management Llc
    Lombard, IL
    Wheaton, IL
    Wheaton, IL
    Wheaton, IL
    Glen Ellyn, IL
  • 2016-01-05 → 2016-06-06
    Commonwealth Financial Network
    Oakbrook, IL
  • 2014-01-21 → 2015-12-21
    Cetera Investment Advisers Llc
    Chicago, IL
  • 2011-12-06 → 2014-01-21
    Cetera Investment Services Llc
    Chicago, IL
  • 2003-04-22 → 2009-09-03
    Vision Asset Management Inc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-28
S63 Uniform Securities Agent State Law Examination 1996-10-17
  • S65 Uniform Investment Adviser Law Examination
    1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-17

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
SEQUOIA WEALTH MANAGEMENT, LLC
ACCESS SOFTEK ADVISORY SERVICES
LPL FINANCIAL LLC
SIKICH FINANCIAL
T2 ASSET MANAGEMENT, LLC
INTENTGEN FINANCIAL PARTNERS

Other Investors

DARREL A SWIENTON
JOE MORNHINWEG ESTES
Nichol Stimac
JOHN E ABRAMS
PAUL BURDETTE REIDER
THOMAS JOSEPH PUCCINELLI
BILL LEVI ANDRAE
VICTORIA VANDELEUR

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
SIKICH FINANCIAL · Naperville, IL

More in Naperville, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor