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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Boca Raton | FL | 04/2007 | Present |
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Cash-rented irrigated farm land/Rental Property; Not Investment related; Grand Forks , North Dakota; Rental Property/The corporate farming tenant pays cash rent; co-trustee/co-owner (proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 0; Cash-rented irrigated farm land/Rental Property, The corporate farming tenant pays cash rent once a year, will spend 1 hour per year on this activity. *383548 - Fredrickann, LLC; Investment related: Yes; Boca Raton, Florida; It is an LLC that holds farm land, investment accounts, condo that is used for both for visitng for family members and rentals. ; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2019; During business hours: 0; After business hours: 2; Administrative *412712 - Power of Attorney; Investment related Yes; Deerfield Beach, FL; Aug 2030; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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