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Diana Alexandra Thomas

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-16
TX RA APPROVED 2024-02-16
  • NY RA
    APPROVED
    Since 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs And Co. New York NY 05/2014 05/2017
Rbc Capital Markets, Llc. New York NY 05/2017 04/2018
Jpmorgan Chase Bank Na New York NY 09/2018 Present
Jpmorgan Securities Llc New York NY 09/2018 Present
Unemployed Hoboken NJ 05/2018 07/2018
613 Court Street Llc Hoboken NJ 01/2019 03/2025
Kohler Freda, Llc. West Caldwell NJ 10/2020 Present
Al & John, Inc. West Caldwell NJ 10/2020 Present
  • 05/2014 → 05/2017
    Goldman, Sachs And Co.
    New York, NY
  • 05/2017 → 04/2018
    Rbc Capital Markets, Llc.
    New York, NY
  • 09/2018 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2018 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 05/2018 → 07/2018
    Unemployed
    Hoboken, NJ
  • 01/2019 → 03/2025
    613 Court Street Llc
    Hoboken, NJ
  • 10/2020 → Present
    Kohler Freda, Llc.
    West Caldwell, NJ
  • 10/2020 → Present
    Al & John, Inc.
    West Caldwell, NJ
Other Businesses

Entity Name: Kohler Freda, LLC. Investment related: N Address: 147 Clinton Road, West Caldwell, NJ 07006 Nature of the other business: Food Processing Position/Title/Relationship: owner/Partner Start Date: 10/30/2020 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I don't have any responsibilities to the entity. It is my family's business and I (along with my siblings) have a small minority share. Entity Name: Al & John, Inc. Investment related: N Address: 147 Clinton Road, West Caldwell, NJ 07006 Nature of the other business: Food Processing Position/Title/Relationship: owner/Partner Start Date: 10/31/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a wholesale meat processing business owned by my father of which I am a small, minority owner. Duties are limited to consulting with my family for 1-2 hours on Sundays only. It is not similar to my role at JPMC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2014-05-27
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2014-05-27
Other Names
  • Diana Alexandra Thomas
  • Diana Alexandra Oldja
  • Diana Alexandra Oldja

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