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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-16 |
| TX | RA | APPROVED | 2024-02-16 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs And Co. | New York | NY | 05/2014 | 05/2017 |
| Rbc Capital Markets, Llc. | New York | NY | 05/2017 | 04/2018 |
| Jpmorgan Chase Bank Na | New York | NY | 09/2018 | Present |
| Jpmorgan Securities Llc | New York | NY | 09/2018 | Present |
| Unemployed | Hoboken | NJ | 05/2018 | 07/2018 |
| 613 Court Street Llc | Hoboken | NJ | 01/2019 | 03/2025 |
| Kohler Freda, Llc. | West Caldwell | NJ | 10/2020 | Present |
| Al & John, Inc. | West Caldwell | NJ | 10/2020 | Present |
Entity Name: Kohler Freda, LLC. Investment related: N Address: 147 Clinton Road, West Caldwell, NJ 07006 Nature of the other business: Food Processing Position/Title/Relationship: owner/Partner Start Date: 10/30/2020 Approximate # of hours a month: Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I don't have any responsibilities to the entity. It is my family's business and I (along with my siblings) have a small minority share. Entity Name: Al & John, Inc. Investment related: N Address: 147 Clinton Road, West Caldwell, NJ 07006 Nature of the other business: Food Processing Position/Title/Relationship: owner/Partner Start Date: 10/31/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a wholesale meat processing business owned by my father of which I am a small, minority owner. Duties are limited to consulting with my family for 1-2 hours on Sundays only. It is not similar to my role at JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-27 |
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