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Rivka Kaplan

J.P. Morgan Securities LLC

New York, NY

New York, NY

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 04/2004 Present
Previous Registrations
  • 2007-08-17 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-14
S63 Uniform Securities Agent State Law Examination 1996-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-21
Other Names
  • Rivka Leah Pashkus
  • Rebbeca Pashkus

View on SEC IAPD

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