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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| NV | RA | APPROVED | 2020-05-06 |
Branch Locations
10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 09/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Other Business Activities; Golf Caddy; Infrequently act as a caddy for professional golf events. Compensation varies and is discretionary in the form of tips. Sometimes flat fees are paid as well.; N/A, , N/A, NV, 00000; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Bartender; Bartend at private events; n/a, , n/a, NV, 00000; Not Investment-Related; 11/01/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-29 |
| S66 | Uniform Combined State Law Examination | 2007-09-06 |
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