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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-12-13 |
Branch Locations
1001 E Main Street #3 Professional Park E, Carbondale, IL 62901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 01/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/1996 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Our Lady Of Mt. Carmel School | Herrin | IL | 11/2023 | Present |
| Herrin High School Athletics | Herrin | IL | 11/2023 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MEMBER OF THE HERRIN TIF COMMITTEE, 300 N. PARK AVE., HERRIN, ILLINOIS, 62948, UNITED STATES OF AMERICA, COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SERVE ON THE HERRIN TIF COMMITTEE, APPOINTED POSITION. COMMITTEE RECOMMENDS TO CITY COUNCIL WHICH BUSINESSES GET SOME SPECIFIC TAX DOLLARS. NOT INVESTMENT RELATED. 3. PRECINCT COMMITTEE PERSON, WILLIAMSON COUNTY REPUBLICAN PARTY CENTRAL COMMITTEE, THERE IS NO ADDRESS, MARION, ILLINOIS, 62959, UNITED STATES OF AMERICA, RUNNING FOR OR HOLDING OFFICE AT THE STATE OR LOCAL LEVEL, START DATE: 03/03/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRECINCT COMMITTEE PERSON FOR WILLIAMSON COUNTY REPUBLICAN PARTY CENTRAL COMMITTEE. NOT INVESTMENT RELATED. 4. ASSISTANT BASKETBALL COACH, OUR LADY OF MT. CARMEL SCHOOL, 300 WEST MONROE ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/27/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT GIRLS BASKETBALL COACH AT OUR LADY OF MT. CARMEL SCHOOL 5. TREASURER, HERRIN BOCCE CLUB INC., 300 WEST WALNUT ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/27/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER 6. PUBLIC ADDRESS ANNOUNCER, HERRIN HIGH SCHOOL ATHLETICS, 700 N. 10TH ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/27/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE PUBLIC ADDRESS ANNOUNCER FOR VARSITY BOYS AND GIRLS BASKETBALL AS WELL AS VARSITY AND FRESHMAN FOOTBALL 7. OWNER, LEGACY505033 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/30/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. OWNER, NOLO12 LLC, LEGAL ENTITY, START DATE: 10/30/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-05-22 |
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