Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-12-13
  • IL RA
    APPROVED
    Since 2010-12-13

Branch Locations

1001 E Main Street #3 Professional Park E, Carbondale, IL 62901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 01/1994 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Our Lady Of Mt. Carmel School Herrin IL 11/2023 Present
Herrin High School Athletics Herrin IL 11/2023 Present
  • 01/1994 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 09/1996 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2023 → Present
    Our Lady Of Mt. Carmel School
    Herrin, IL
  • 11/2023 → Present
    Herrin High School Athletics
    Herrin, IL
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MEMBER OF THE HERRIN TIF COMMITTEE, 300 N. PARK AVE., HERRIN, ILLINOIS, 62948, UNITED STATES OF AMERICA, COMMITTEE ROLE IN STATE OR LOCAL GOVERNMENT, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SERVE ON THE HERRIN TIF COMMITTEE, APPOINTED POSITION. COMMITTEE RECOMMENDS TO CITY COUNCIL WHICH BUSINESSES GET SOME SPECIFIC TAX DOLLARS. NOT INVESTMENT RELATED. 3. PRECINCT COMMITTEE PERSON, WILLIAMSON COUNTY REPUBLICAN PARTY CENTRAL COMMITTEE, THERE IS NO ADDRESS, MARION, ILLINOIS, 62959, UNITED STATES OF AMERICA, RUNNING FOR OR HOLDING OFFICE AT THE STATE OR LOCAL LEVEL, START DATE: 03/03/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRECINCT COMMITTEE PERSON FOR WILLIAMSON COUNTY REPUBLICAN PARTY CENTRAL COMMITTEE. NOT INVESTMENT RELATED. 4. ASSISTANT BASKETBALL COACH, OUR LADY OF MT. CARMEL SCHOOL, 300 WEST MONROE ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/27/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT GIRLS BASKETBALL COACH AT OUR LADY OF MT. CARMEL SCHOOL 5. TREASURER, HERRIN BOCCE CLUB INC., 300 WEST WALNUT ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/27/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER 6. PUBLIC ADDRESS ANNOUNCER, HERRIN HIGH SCHOOL ATHLETICS, 700 N. 10TH ST., HERRIN, , ILLINOIS, 62948, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/27/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM THE PUBLIC ADDRESS ANNOUNCER FOR VARSITY BOYS AND GIRLS BASKETBALL AS WELL AS VARSITY AND FRESHMAN FOOTBALL 7. OWNER, LEGACY505033 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/30/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. OWNER, NOLO12 LLC, LEGAL ENTITY, START DATE: 10/30/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-22
  • S63 Uniform Securities Agent State Law Examination
    1999-05-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carbondale, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor