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115 S. Washington, Carbondale, IL 62901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-13 |
| MO | RA | APPROVED | 2024-07-16 |
| IL | RA | APPROVED | 2019-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carbondale | IL | 10/2008 | Present |
| Alliance Wealth Management Llc (Dba: Alliance Wealth Advisors) | Carbondale | IL | 01/2019 | Present |
1. 1/10/2019 - Alliance Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/02/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Alliance Wealth Management, an independent investment advisor firm. I started this business activity in 01/02/2019. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/25/2019 - Alliance Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 2/26/2019 - Alliance Wealth Management - DBA: (Hybrid) Alliance Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/02/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Alliance Wealth Management, an independent investment advisor firm. I started this business activity in 01/02/2019. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
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