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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-08
  • IL RA
    APPROVED
    Since 2022-04-08

Branch Locations

509 S University Avenue, Carbondale, IL 62901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Mid Bank And Trust Carterville IL 12/2013 04/2017
First Mid Bank And Trust Carbondale IL 04/2017 11/2017
First Mid Bank And Trust Marion IL 11/2017 11/2018
Unemployed Herrin IL 11/2018 11/2019
Raymond James Financial Services, Inc. Carbondale IL 11/2019 Present
First Mid Bank & Trust Carbondale IL 11/2019 Present
First Mid Wealth Management Carbondale IL 11/2019 Present
Raymond James Financial Services Advisors, Inc. Carbondale IL 04/2022 Present
  • 12/2013 → 04/2017
    First Mid Bank And Trust
    Carterville, IL
  • 04/2017 → 11/2017
    First Mid Bank And Trust
    Carbondale, IL
  • 11/2017 → 11/2018
    First Mid Bank And Trust
    Marion, IL
  • 11/2018 → 11/2019
    Unemployed
    Herrin, IL
  • 11/2019 → Present
    Raymond James Financial Services, Inc.
    Carbondale, IL
  • 11/2019 → Present
    First Mid Bank & Trust
    Carbondale, IL
  • 11/2019 → Present
    First Mid Wealth Management
    Carbondale, IL
  • 04/2022 → Present
    Carbondale, IL
Other Businesses

(1)Name of Business: First Mid Bank and Trust Address: 509 S University Ave, Carbondale, IL, 62901-2866, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/04/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Brokerage Sales Assistant (2)Name of Business: First Mid Wealth Management Address: 509 S University Ave, Carbondale, IL, 62901-2866, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/04/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Brokerage Sales Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01

View on SEC IAPD

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