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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-08-18
  • IL RA
    APPROVED
    Since 2015-08-18

Branch Locations

509 South University Avenue, Carbondale, IL 62901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Carbondale IL 08/2015 Present
Raymond James Financial Services Advisers Inc. Carbondale IL 08/2015 Present
First Mid Wealth Management Carbondale IL 08/2015 Present
  • 08/2015 → Present
    Raymond James Financial Services, Inc
    Carbondale, IL
  • 08/2015 → Present
    Raymond James Financial Services Advisers Inc.
    Carbondale, IL
  • 08/2015 → Present
    First Mid Wealth Management
    Carbondale, IL
Previous Registrations
  • 2014-01-21 → 2015-08-05
    Murphysboro, IL
  • 2005-07-26 → 2014-01-21
    Cetera Investment Services Llc
    Murphysboro, IL
    Springfield, IL
    Olney, IL
    Carbondale, IL
  • 2001-01-19 → 2005-07-18
    Onb Investment Services, Inc.
    Carbondale, IL
Other Businesses

(1)Name of Business: First MId Wealth Management Address: 509 S University Ave, Carbondale, IL, 62901, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/12/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a registered representative through Raymond James. I am also a trust officer. In that role, I administer trust accounts. I do not have access to any client funds and do not make investment decisions. (2)Name of Business: First United Methodist Church, Carbondale, IL Address: 214 West Main Street, Carbondale, IL, 62901, United States Activity Type: Non profit Position/Title: Chair of the Board Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have served as Chairman of the Finance Committee since 1/1/2020. I chair the finance meetings, review income, expenses and other financial statements. I do not have a vote, except to break a tie. (3)Name of Business: Land of Lincoln Legal Assistance Foundation Address: 8787 State Street, Suite 201, East St Louis, IL, 62203, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 12/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will review income, expenses and other financial statements and give advice. I do not have a vote. (4)Name of Business: Neill Farm Address: 512 Deer Lake Drive East, Carbondale, IL, 62901, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 03/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-01
S63 Uniform Securities Agent State Law Examination 1985-05-29
  • S65 Uniform Investment Adviser Law Examination
    1992-06-01
  • S63 Uniform Securities Agent State Law Examination
    1985-05-29
Designations

View on SEC IAPD

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