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5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-09 |
Branch Locations
7601 North Federal Highway Suite 125B, Boca Raton, FL 33487 • United States
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodstock Financial Group, Inc | Woodstock | GA | 04/2014 | 05/2018 |
| Dawson James Securities | Boca Raton | FL | 05/2018 | 09/2019 |
| Pinnacle Investments, Llc | Syracuse | NY | 09/2019 | Present |
GEORGOPOULOS INC (S CORP); NOT INVESTMENT RELATED; 11175 Sea Grass Circle, Boca Raton, FL 33498; FOR TAX AND COMPENSATION PURPOSES; PRESIDENT; STARTED 2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-08 |
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