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William Douglas Holt

Financial Symmetry Inc.

Raleigh, NC

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Current Employers
Financial Symmetry Inc.

5438 Wade Park Blvd Suite 310, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-12
  • NC RA
    APPROVED
    Since 2017-01-12

Branch Locations

5438 Wade Park Blvd Suite 310, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Symmetry Inc Raleigh NC 10/2006 Present
Previous Registrations
  • 2001-12-31 → 2006-04-24
    Osaic Fs, Inc.
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-07
S63 Uniform Securities Agent State Law Examination 1999-11-02
  • S65 Uniform Investment Adviser Law Examination
    1999-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-11-02
Designations

View on SEC IAPD

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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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