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Cerity Partners LLC CRD 151559
$162B regulatory AUM 53 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-05 |
| CT | RA | APPROVED | 2020-12-01 |
Branch Locations
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc | Wilmington | DE | 08/2011 | 04/2019 |
| M&T Bank | Wilmington | DE | 08/2011 | 03/2019 |
| Algonquin Advisors Llc | Greenwich | CT | 04/2019 | 12/2020 |
| Cerity Partners Llc | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-10 |
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