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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2013-06-03
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2013-06-03

Branch Locations

28202 Cabot Rd, Laguna Niguel, CA 92677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Ana CA 05/2013 Present
Bank Of America, N.A. Santa Ana CA 08/2013 Present
Previous Registrations
  • 2013-02-20 → 2013-05-17
    Laurel Wealth Advisors, Inc.
    Solana Beach, CA
  • 2012-03-13 → 2013-01-04
    Urbandale, IA
    Irvine, CA
  • 2010-10-13 → 2012-03-15
    Opvest Wealth Management
    Irvine, CA
Other Businesses

I*133723For profit or not for profit: For-Profit OrganizationName of outside business organization: Book Title TBDInvestment related: NAddress of business:Mission Viejo, California 92690Nature of business: Other,Book PublishingPosition, title, association: Other, AuthorStart date of relationship: 12/8/2020Number of hours devoted: 12 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: There are no responsibilities. I wrote a book and am going to get it published. I am self-publishing through Amazon by using their BookBaby partner. The book is not related to finance. I*2167280, Entity Type Not for profit, Name of OBA: Sin Nombre Address: San Clemente, CA 92673 Investment Related: No Position, Title, Association: Member Employee Start Date: 1-18-2025 No Hours: 1.5 monthly No Hours during trading: 1.5 monthly Duties: Business networking group

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-05
S65 Uniform Investment Adviser Law Examination 2010-02-25
  • S63 Uniform Securities Agent State Law Examination
    2013-08-05
  • S65 Uniform Investment Adviser Law Examination
    2010-02-25
Other Names
  • Andre Yulian Andrijuk
  • Andre Yulian Andrijuk

View on SEC IAPD

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