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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2000-11-17 |
Branch Locations
363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; Academic Concepts LLC; Development of intellectual property; Development of intellectual property; 915 Franklin #8i, , Houston, TX, 77002; Not Investment-Related; 08/09/2021; 1 to 9 hours per month; 0 during trading hours / Aphelion Blue, LLC; President; Real Estate Holding for P2 Ameriprise office space; 3693 N Sam Houston Parkway E., Suite 1480, , Houston, TX, 77060; Not Investment-Related; 01/10/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Bayou Lofts Association; President; 915 Franklin, , Houston, TX, 77002; Not Investment-Related; 11/08/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-10 |
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