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Charles Mark Kennedy

The Pacific Financial Group, Inc.

Nashville, TN

Nashville, TN

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Current Employers
The Pacific Financial Group, Inc.

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-05-23
TN RA APPROVED 2016-04-26
  • WA RA
    APPROVED
    Since 2018-05-23
  • TN RA
    APPROVED
    Since 2016-04-26

Branch Locations

1920 Adelicia Street Suite 500, Nashville, TN 37212 • United States

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pacificic Financial Group, Inc. Bellevue WA 04/2016 Present
  • 04/2016 → Present
    The Pacificic Financial Group, Inc.
    Bellevue, WA
Previous Registrations
  • 2011-03-17 → 2016-03-23
    Curian Capital, Llc
    Franklin, TN
    Denver, CO
    Franklin, TN
  • 2007-02-14 → 2009-10-07
    Edward Jones
    Spring Hill, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-19
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 1999-06-05
  • S65 Uniform Investment Adviser Law Examination
    2018-06-19
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-05

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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