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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
NY RA APPROVED 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

200 West Street, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied New York NY 08/1996 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 08/1996 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    New York, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Other Businesses

Owner of Rebel Forces. LLC., an apparel company. Organization's primary address is in New York, NY. Organization is not primarily engaged in investment-related activity. Start date is April 1, 2004. Two hours per week. Duties include maintaining website and selling apparel.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-19
S65 Uniform Investment Adviser Law Examination 1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1996-12-19
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
Other Names
  • Mike Moorby

View on SEC IAPD

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