Benjamin Dana Halpern

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 04/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Waltham, MA
• 07/2013 → 04/2019
  Tiaa
  Waltham, MA
• 11/2019 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 04/2019 → 11/2019
  Mass Mutual
  Boston, MA

Previous Registrations

• 2013-07-15 → 2019-04-23
  Tiaa-Cref Individual & Institutional Services, Llc
  Waltham, MA
• 2009-09-25 → 2013-07-08
  Lpl Financial Llc
  Medfield, MA
  Watertown, MA
  Newton, MA
  Waltham, MA
  Waltham, MA
  Wellesley, MA
  Rockland, MA
• 2007-10-30 → 2009-09-03
  Cetera Investment Services Llc
  Westborough, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-11
• S63 Uniform Securities Agent State Law Examination
  1996-12-14

Designations

• Certified Financial Planner

Other Names

• Ben Halpern