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Brian Andrew Hegarty

Hegarty Advisors, LLC

Garden City, NY

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Current Employers
Hegarty Advisors, Llc

1461 Franklin Ave, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-28
NY RA APPROVED 2024-01-05
  • TX RA
    APPROVED
    Since 2024-10-28
  • NY RA
    APPROVED
    Since 2024-01-05

Branch Locations

1461 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 05/1998 06/2017
Btig Llc New York NY 06/2017 11/2019
Berenberg Capital Markets Llc New York NY 01/2020 11/2023
Hegarty Advisors, Llc Garden City NY 03/2023 Present
  • 05/1998 → 06/2017
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 06/2017 → 11/2019
    Btig Llc
    New York, NY
  • 01/2020 → 11/2023
    Berenberg Capital Markets Llc
    New York, NY
  • 03/2023 → Present
    Hegarty Advisors, Llc
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-28
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    2023-02-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Other Names
  • Brian Andrew Hegarty
  • Brian Hegarty

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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