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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-01 |
Branch Locations
509 E. Nash Street, Louisburg, NC 27549 • United States
103 N Pine St , Spring Hope, NC 27882 • United States
205 N Main , Warrenton, NC 27589 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 11/2013 | 09/2017 |
| First Citizens Investor Services | Raleigh | NC | 02/2018 | Present |
| Unemployed | Greenville | NC | 10/2017 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-18 |
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