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James "Tripp" Parker Lumpkin

Tar River Wealth Planning, LLC

Louisburg, NC

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Current Employers
Tar River Wealth Planning, Llc

109 N Main St, Louisburg, NC 27549-9998 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-16
  • NC RA
    APPROVED
    Since 2024-02-16

Branch Locations

109 N Main St, Louisburg, NC 27549-9998 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Parker Lumpkin Financial Consultants Louisburg NC 06/2002 09/2017
The Lumpkin Group Louisburg NC 09/2017 12/2023
Tar River Wealth Planning, Llc Louisburg NC 01/2024 Present
  • 06/2002 → 09/2017
    J. Parker Lumpkin Financial Consultants
    Louisburg, NC
  • 09/2017 → 12/2023
    The Lumpkin Group
    Louisburg, NC
  • 01/2024 → Present
    Tar River Wealth Planning, Llc
    Louisburg, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-06
S66 Uniform Combined State Law Examination 2002-12-19
  • S65 Uniform Investment Adviser Law Examination
    2022-12-06
  • S66 Uniform Combined State Law Examination
    2002-12-19
Other Names
  • James Parker Lumpkin

View on SEC IAPD

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Other Investors

Reed Alfred Wheless
LOUIS ALFRED WHELESS
Arturo Ynocencio Casanova Lumpkin
JAMES PARKER LUMPKIN
ADRIAN BRAME WOODY
KIM WEBER
Scott Wesley Allen
MATTHEW RONALD CRACCHIOLO

Other Offices

FIRST CITIZENS INVESTOR SERVICES, INC. · Louisburg, NC
EDWARD JONES · LOUISBURG, NC
LPL FINANCIAL LLC · LOUISBURG, NC
EDWARD JONES · YOUNGSVILLE, NC
EDWARD JONES · YOUNGSVILLE, NC
MOLOKAI INVESTMENT MANAGEMENT, LLC · WAKE FOREST, NC
EDWARD JONES · WAKE FOREST, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAKE FOREST, NC

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