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Tar River Wealth Planning, LLC CRD 328530
$401M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
109 N Main St, Louisburg, NC 27549-9998 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. Parker Lumpkin Financial Consultants | Louisburg | NC | 06/2002 | 09/2017 |
| The Lumpkin Group | Louisburg | NC | 09/2017 | 12/2023 |
| Tar River Wealth Planning, Llc | Louisburg | NC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-06 |
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
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