Best Investors Account Sign in
Inactive

Arturo Ynocencio Casanova Lumpkin

Tar River Wealth Planning, LLC

Louisburg, NC

CRD 5373714

Claim This Profile
Employer firm

Tar River Wealth Planning, LLC CRD 328530

$401M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Tar River Wealth Planning, Llc

109 N Main St, Louisburg, NC 27549-9998 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
NC RA APPROVED 2024-01-11
  • TX RA
    APPROVED
    Since 2024-03-15
  • NC RA
    APPROVED
    Since 2024-01-11

Branch Locations

109 N Main St, Louisburg, NC 27549-9998 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Parker Lumpkin Financial Consultants Louisburg NC 06/2007 08/2017
Tar River Wealth Planning, Llc Louisburg NC 01/2024 Present
The Lumpkin Group Louisburg NC 09/2017 12/2023
  • 06/2007 → 08/2017
    J. Parker Lumpkin Financial Consultants
    Louisburg, NC
  • 01/2024 → Present
    Tar River Wealth Planning, Llc
    Louisburg, NC
  • 09/2017 → 12/2023
    The Lumpkin Group
    Louisburg, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08
Other Names
  • Arturo Casanova Lumpkin
  • Arturo Casanova Lumpkin

View on SEC IAPD

Nearby Firms

FIRST CITIZENS INVESTOR SERVICES, INC.
EDWARD JONES
LPL FINANCIAL LLC

Nearby Investors

Reed Alfred Wheless
LOUIS ALFRED WHELESS
JAMES "TRIPP" PARKER LUMPKIN

Nearby Offices

FIRST CITIZENS INVESTOR SERVICES, INC. · Louisburg, NC
EDWARD JONES · LOUISBURG, NC
LPL FINANCIAL LLC · LOUISBURG, NC

More in Louisburg, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor