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James Parker Lumpkin

Tar River Wealth Planning, LLC

Louisburg, NC

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Current Employers
Tar River Wealth Planning, Llc

109 N Main St, Louisburg, NC 27549-9998 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-11
  • NC RA
    APPROVED
    Since 2024-01-11

Branch Locations

109 N Main St, Louisburg, NC 27549-9998 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Parker Lumpkin Financial Consultants Louisburg NC 06/1989 09/2017
Tar River Wealth Planning, Llc Louisburg NC 01/2024 Present
The Lumpkin Group Louisburg NC 09/2017 12/2023
  • 06/1989 → 09/2017
    J. Parker Lumpkin Financial Consultants
    Louisburg, NC
  • 01/2024 → Present
    Tar River Wealth Planning, Llc
    Louisburg, NC
  • 09/2017 → 12/2023
    The Lumpkin Group
    Louisburg, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-11
  • S63 Uniform Securities Agent State Law Examination
    1984-04-11
Other Names
  • Parker Lumpkin

View on SEC IAPD

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Other Investors

Reed Alfred Wheless
LOUIS ALFRED WHELESS
JAMES "TRIPP" PARKER LUMPKIN
Arturo Ynocencio Casanova Lumpkin
ADRIAN BRAME WOODY
KIM WEBER
Scott Wesley Allen
MATTHEW RONALD CRACCHIOLO

Other Offices

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EDWARD JONES · YOUNGSVILLE, NC
MOLOKAI INVESTMENT MANAGEMENT, LLC · WAKE FOREST, NC
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAKE FOREST, NC

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