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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-06 |
Branch Locations
525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Palm Beach | FL | 01/2011 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Palm Beach Gardens | FL | 11/2017 | 08/2022 |
| Jpmorgan Securities, Llc. | Palm Beach Gardens | FL | 11/2017 | 08/2022 |
| Ubs Financial Services Inc. | West Palm Beach | FL | 09/2022 | Present |
NAME OF OTHER BUSINESS: Dare 2 Care / INVESTMENT RELATED?: Yes / ADDRESS: 6231 PGA Blvd Suite 104-221, Palm Beach Gardens, FL / NATURE OF THE BUSINESS: Provide laundry and shower services for homeless in Palm Beach County - Non-Profit / POSITION: Board of Directors / DUTIES: Assist in budgeting, fundraising and advising / START DATE: 9-21-2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-15 |
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