Francis Patrick Connolly

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2017
  Ubs Financial Services Inc
  Palm Beach, FL
• 11/2017 → 08/2022
  Jpmorgan Chase Bank, N.A.
  Palm Beach Gardens, FL
• 11/2017 → 08/2022
  Jpmorgan Securities, Llc.
  Palm Beach Gardens, FL
• 09/2022 → Present
  Ubs Financial Services Inc.
  West Palm Beach, FL

Previous Registrations

• 2017-11-30 → 2022-10-01
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
• 2011-01-11 → 2017-12-11
  Ubs Financial Services Inc.
  West Palm Beach, FL
  Palm Beach, FL
  Weehawken, NJ
• 2009-06-01 → 2010-02-19
  Morgan Stanley
  New York, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
  Atlanta, GA
• 2006-12-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Atlanta, GA
• 2006-05-02 → 2006-09-12
  Morgan Stanley & Co. Llc
  Atlanta, GA
  Atlanta, GA

Other Businesses

NAME OF OTHER BUSINESS: Dare 2 Care / INVESTMENT RELATED?: Yes / ADDRESS: 6231 PGA Blvd Suite 104-221, Palm Beach Gardens, FL / NATURE OF THE BUSINESS: Provide laundry and shower services for homeless in Palm Beach County - Non-Profit / POSITION: Board of Directors / DUTIES: Assist in budgeting, fundraising and advising / START DATE: 9-21-2022 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-13
• S63 Uniform Securities Agent State Law Examination
  1999-10-15

Other Names

• F Patrick Connolly
• Francis Connolly
• Patrick Connolly
• Francis Patrick Connolly
• Francis Patrick Connolly