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6353 Piccadilly Square Drive, Suite 2E, Mobile, AL 36609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 1996-10-23 |
Branch Locations
6353 Piccadilly Square Drive, Suite 2E, Mobile, AL 36609 • United States
6348 Piccadilly Square Dr., Suite 2A, Mobile, AL 36609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brigham Jr, William H | Mobile | AL | 06/1996 | Present |
OUTSIDE BUSINESS- ALONG WITH MY SIBLINGS, I HAVE OWNED A FARM IN MOBILE COUNTY SINCE 2005. THE FARM IS LOCATED AT 6725 MARCH ROAD, THEODORE, AL, 36582. THE FARM IS HELD IN TRUST, AND I AM ONE OF THE TRUSTEES. MOST OF THE FARM IS RENTED OUT TO A TENANT FARMER, WHO GROWS ROW CROPS. I SPEND MOST SATURDAYS WORKING OUTSIDE AT THE FARM. IN ADDITION, I SPEND 4-8 HOURS PER MONTH FROM MY OFFICE HELPING TO MANAGE HELPING TO MANAGE THE FARM. ABOUT HALF OF THOSE OFFICE HOURS ARE DURING SECURITIES TRADING HOURS. THE FARM AND MY FARM ACTIVITIES ARE NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
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