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Sherri Alane Overton

Robert W. Baird & Co. Incorporated

Nashville, TN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-05-10
  • TN RA
    APPROVED
    Since 2013-05-10

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Nashville TN 05/2013 Present
  • 05/2013 → Present
    Robert W. Baird & Co.
    Nashville, TN
Previous Registrations
  • 2009-06-01 → 2013-06-07
    Morgan Stanley
    Nashville, TN
  • 2006-04-03 → 2009-06-01
    Citigroup Global Markets Inc.
    Nashville, TN
    Nashville, TN
  • 2005-12-09 → 2006-01-26
    Morgan Stanley Dw Inc.
    Aventura, FL
  • 2002-05-08 → 2005-06-17
    Morgan Stanley Dw Inc.
    Hallandale, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-07
Other Names
  • Sherri Alane Overton
  • Sherri Alane Overton-Vance
  • Sherri Alane Minunno
  • Sherri Alane Minunno

View on SEC IAPD

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Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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