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Udo Stefan Herges

Herges Capital Management

San Diego, CA

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Current Employers
Herges Capital Management

5478 Renaissance Avenue, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-26
CO RA APPROVED 2025-03-26
  • CA RA
    APPROVED
    Since 2025-03-26
  • CO RA
    APPROVED
    Since 2025-03-26

Branch Locations

5478 Renaissance Avenue, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herges Capital Management Llc San Diego CA 06/2013 Present
  • 06/2013 → Present
    Herges Capital Management Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 1996-10-10
  • S65 Uniform Investment Adviser Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-10-10
Other Names
  • U S Herges

View on SEC IAPD

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