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219 Legion Way Sw Suite 203-B, Olympia, WA 98501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2010-01-20 |
Branch Locations
219 Legion Way Sw Suite 203-B, Olympia, WA 98501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank Russell Capital Inc. | Tacoma | WA | 07/2004 | Present |
NORTHERN LIGHTS VENURES LLC I STARTED WITH NLV ON 9/1/2009 AS DIRECTOR OF INSTITUTIONAL INVESTOR RELATIONS. I REPRESENT THE PRODUCTS (PRIVATE EQUITY FUND) OF NLV TO THE INSTITUTIONAL INVESTOR COMMUNITY. THIS REQUIRES NORMAL FULL-TIME EMPLOYMENT HOURS PER MONTH OF 150-200, AND IS TYPICALLY CARRIED OUT FROM ROUGHLY 7 A.M. TO 5 P.M. PACIFIC TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
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