Best Investors Account Sign in

Joseph H Yang

Citigroup Global Markets Inc.

New York, NY

New York, NY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Street Aka 601 Lexington Ave, New York, NY 10022 • United States

Citi Retail Banking 22 West 32Nd Street, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 09/2014 09/2017
Citigroup New York NY 09/2017 Present
  • 09/2014 → 09/2017
    Cetera Advisors Llc
    Denver, CO
  • 09/2017 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2014-09-16 → 2017-10-05
    Cetera Advisors Llc
    New York, NY
    Webster, NY
  • 2010-09-23 → 2012-10-10
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    New York, NY
    Tampa, FL
    New York, NY
    New York, NY
    Jacksonville, FL
    New York, NY
    Port Jefferson, NY
    New York, NY
    New York, NY
  • 2008-07-15 → 2010-02-09
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
    New York City, NY
  • 2006-05-31 → 2008-05-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Forest Hills, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-30
S63 Uniform Securities Agent State Law Examination 1997-06-19
  • S65 Uniform Investment Adviser Law Examination
    2006-05-30
  • S63 Uniform Securities Agent State Law Examination
    1997-06-19
Other Names
  • Joseph Hae-Sung Yang
  • Joseph Yang
  • Joseph H Yang
  • Joseph Yang

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor