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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bohemia | NY | 09/2005 | 08/2020 |
| Raymond James Financial Services, Inc. | Bohemia | NY | 08/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Bohemia | NY | 06/2021 | Present |
(1)Name of Business: Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and rent property (2)Name of Business: Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Political Office/Activity Position/Title: Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Vail and Associates Address: 640 Johnson Ave Ste GL1, Bohemia, NY, 11716, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/07/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA name/Support company for RJFS business (4)Name of Business: Vail Investments Marion Street LLC Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/12/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee management of rental property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-06 |
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