Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-21
  • NY RA
    APPROVED
    Since 2021-07-21

Branch Locations

640 Johnson Ave Ste Gl1, Bohemia, NY 11716 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bohemia NY 09/2005 08/2020
Raymond James Financial Services, Inc. Bohemia NY 08/2020 Present
Raymond James Financial Services Advisors, Inc. Bohemia NY 06/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and rent property (2)Name of Business: Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Political Office/Activity Position/Title: Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Vail and Associates Address: 640 Johnson Ave Ste GL1, Bohemia, NY, 11716, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/07/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA name/Support company for RJFS business (4)Name of Business: Vail Investments Marion Street LLC Address: 23 Circle Drive, Shoreham, NY, 11786, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/12/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee management of rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-06
  • S63 Uniform Securities Agent State Law Examination
    1996-09-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bohemia, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor