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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-27
NY RA APPROVED 2021-08-02
  • FL RA
    APPROVED
    Since 2023-09-27
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

640 Johnson Ave. Ste. 102, Bohemia, NY 11716 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-06
NY RA APPROVED 2021-03-25
  • FL RA
    APPROVED
    Since 2023-09-06
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

640 Johnson Ave. Ste. 102, Bohemia, NY 11716 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Employee Benefit Planners E Islip NY 11/1981 Present
Connecticut Mutual Life Ins Company Woodbury CT 01/1985 Present
Great American Advisors, Inc. Cincinnati OH 02/2005 Present
Lincoln Investment East Islip NY 08/2010 Present
  • 11/1981 → Present
    Employee Benefit Planners
    E Islip, NY
  • 01/1985 → Present
    Connecticut Mutual Life Ins Company
    Woodbury, CT
  • 02/2005 → Present
    Great American Advisors, Inc.
    Cincinnati, OH
  • 08/2010 → Present
    East Islip, NY
Other Businesses

MANHATTAN LIFE POSITION: Independent Contrator NATURE: Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2016 ADDRESS: 929 W. Sprague Avenue, Spokane WA 99210, United States DESCRIPTION: Selling Fixed Annuities LIFE AND HEALTH ASSOCIATES POSITION: Independent contractor NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 31 Parsonage Way, Manalapan NJ 07726, United States DESCRIPTION: Meeting with clients to complete the proper data gathering to see what the appropriate insurance solution is NEST EGG BUILDERS POSITION: Independent Contractor Sales NATURE: Life/fixed annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: Route 22 Hopewell Junction N.Y., Hopewell Junction, New York NY 12533, United States DESCRIPTION: Through normal client contact, phone calls general discussion

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-03
S63 Uniform Securities Agent State Law Examination 1992-12-24
  • S65 Uniform Investment Adviser Law Examination
    2023-09-03
  • S63 Uniform Securities Agent State Law Examination
    1992-12-24
Other Names
  • Dom Noya

View on SEC IAPD

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