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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2010-06-29
  • OK RA
    APPROVED
    Since 2010-06-29

Branch Locations

1100 South Garth Brooks Blvd., Yukon, OK 73099 • United States

7701 S. Western, Oklahoma City, OK 73189 • United States

2601 N. Meridian Ave, Oklahoma City, OK 73107 • United States

1400 E. 15Th St., Edmond, OK 73013 • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Oklahoma City OK 06/2010 Present
Bokf, Na Oklahoma City OK 06/2010 Present
Previous Registrations
  • 2006-10-04 → 2010-07-20
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 2005-07-06 → 2006-10-02
    Chase Investment Services Corp.
    Oklahoma City, OK
    Okc, OK
  • 2003-01-10 → 2005-07-06
    Banc One Securities Corporation
    Norman, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 1996-11-20
  • S65 Uniform Investment Adviser Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-20
Other Names
  • Craig R Kitchen

View on SEC IAPD

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