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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
1601 Health Ctr Pkwy Bldg 300, Yukon, OK 73099 • United States
701 Cedar Lake Blvd Ste 138, Oklahoma City, OK 73114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Yukon | OK | 06/2002 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Jones | OK | 06/2002 | 07/2021 |
| Dbng, Llc | Yukon | OK | 07/2020 | 07/2021 |
| Lpl Financial Llc | Yukon | OK | 07/2021 | Present |
1. 08/19/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance 2. 08/19/2021 - DBNG, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 2020 - 2 Hours Per Month 3. 08/19/2021 - Integrity Advisors Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-21 |
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