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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-07-21 |
Branch Locations
1601 Health Ctr Pkwy Bldg 300, Yukon, OK 73099 • United States
1601 Health Ctr Pkwy Bldg 300, Yukon, OK 73099 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Yukon | OK | 09/1998 | 07/2021 |
| Various Insurance Carriers | Mustang | OK | 12/1998 | 07/2021 |
| Dbng Llc | Mustang | OK | 07/2020 | 07/2021 |
| Lpl Financial Llc | Yukon | OK | 07/2021 | Present |
1) 09/14/2021 - Integrity Advisors Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2020 2) 09/14/2021 - DBNG, LLC. - Managing Member/Owner - Business formed to build PBO for advisor's LPL business - Non-Inv Rel - At Reported Business Location(s) - start: 06/2020 - 1 Hr/Mth 3) 06/12/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - NOTARY - Start Date 01/01/2012 - 1 Hour Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-03 |
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