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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-27
  • MN RA
    APPROVED
    Since 2024-06-27

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Minneapolis MN 10/2016 10/2021
Wells Fargo Bank Minneapolis MN 10/2016 10/2021
Unemployed Chanhassen MN 06/2016 10/2016
Rbc Capital Markets, Llc Minneapolis MN 11/2021 06/2023
Rbc Capital Markets, Llc Minneapolis MN 12/2023 Present
Unemployed/Laid Off. Chanhassen MN 06/2023 12/2023
  • 10/2016 → 10/2021
    Wells Fargo Advisors
    Minneapolis, MN
  • 10/2016 → 10/2021
    Wells Fargo Bank
    Minneapolis, MN
  • 06/2016 → 10/2016
    Unemployed
    Chanhassen, MN
  • 11/2021 → 06/2023
    Minneapolis, MN
  • 12/2023 → Present
    Minneapolis, MN
  • 06/2023 → 12/2023
    Unemployed/Laid Off.
    Chanhassen, MN
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: RV Rental ADDRESS: 7331 Cactus Curv, Chanhassen, MN 55317 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Outdoorsy, Inc. operates a peer-to-peer online marketplace that connects travelers with a network of recreation vehicle owners. START DATE: 09.05.24 CAPACITY: Other DUTIES: We meet with the renters, provide instructions for using the camper, and clean it when it is returned. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Steven Beaupre Studios ADDRESS: 7331 Cactus Curve, Chanhassen, MN 55317 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 14, 2026 CAPACITY: Sole Proprietor DUTIES: Selling my photos, videos, and graphic art to individuals. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-25
S63 Uniform Securities Agent State Law Examination 1997-01-28
  • S65 Uniform Investment Adviser Law Examination
    2003-06-25
  • S63 Uniform Securities Agent State Law Examination
    1997-01-28
Other Names
  • Steve Beaupre

View on SEC IAPD

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