Craig Matthew Richardson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 12/2022
  Td Ameritrade, Inc.
  Omaha, NE
• 09/2016 → 12/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 07/2022 → 06/2024
  Charles Schwab Bank, Ssb
  Omaha, NE
• 12/2022 → 06/2024
  Charles Schwab And Co., Inc.
  Omaha, NE
• 07/2024 → Present
  First National Bank Of Omaha
  Fremont, NE
• 07/2024 → Present
  Raymond James Financial Services, Inc.
  Fremont, NE
• 07/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Fremont, NE

Previous Registrations

• 2022-02-02 → 2024-07-23
  Charles Schwab & Co., Inc.
  Omaha, NE
• 2016-09-09 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Omaha, NE
• 2016-09-09 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE

Other Businesses

(1) Name of Business: First Investments and Planning Address: 610 N Main St, Fremont, NE, 68025-5064, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2016-09-07
• S63 Uniform Securities Agent State Law Examination
  2015-11-20

Other Names

• Matthew Richardson
• C. Matthew Richardson