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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
10150 Meanley Drive First Floor, San Diego, CA 92131 • United States
Indio, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Torrance | CA | 07/2010 | 06/2022 |
| Unemployed | Redondo Beach | CA | 07/2022 | 12/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 01/2024 | 05/2025 |
| Lpl Financial Llc | San Diego | CA | 05/2025 | Present |
1.05/15/2025 - Nerone Legacy Holdings LLC, DBA Sand and Stripes Apparel - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Palm Desert CA - Start Date:10/17/2023 -3 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
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