Best Investors
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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2018-08-06 |
Branch Locations
Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2013 | 07/2018 |
| Bank Of America, N.A. | New York | NY | 04/2013 | 07/2018 |
| Citigroup | New York | NY | 07/2018 | Present |
Institute for Family Governance; Organization of professional advisors who work with UHNW families; Investment-related; New York, NY; Affiliation started 10/01/2019; Title: Advisory Board Member; Duties: Help identify speakers and assist with planning annual conference held each January; 1 hour is devoted each month during securities trading hours; 1 hour is devoted each month outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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