Warren Alan Marmorstein

Current Employers

Employment History

• 07/2003 → Present
  Warren A. Marmorstein
  Boca Raton, FL
• 01/1995 → Present
  Wam Inc.
  Boca Raton, FL
• 07/2012 → Present
  Kovack Securities, Inc.
  Ft. Lauderdale, FL
• 07/2012 → Present
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL

Previous Registrations

• 2009-02-26 → 2012-06-20
  Brookstone Securities, Inc.
  Boca Raton, FL
• 2006-06-06 → 2008-10-07
  Independent Financial Group, Llc
  Boca Raton, FL
  Boca Raton, FL
  San Diego, CA
  San Diego, CA
  Boca Raton, FL
• 2005-02-25 → 2006-02-15
  Raymond James Financial Services, Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1) WARREN MARMORSTEIN, INC. - 2385 NW EXECUTIVE CENTER DRIVE, #100, BOCA RATON, FL 33431, PRESIDENT, FINANCIAL ADVISOR, INSURANCE AGENT, CPA, PARENT COMPANY FOR DBA: MARMORSTEIN WEALTH MANAGEMENT, MARMORSTEIN FINANCIAL GROUP, SENIORS FINANCIAL & HEALTH CARE. 2) MARMORSTEIN WEALTH MANAGEMENT - DBA FOR SECURITIES BUSINESS THROUGH KOVACK SECURITIES, INC. AND KOVACK ADVISORS INC., PRESIDENT/FINANCIAL ADVISOR, 75% OF TIME SPENT. 3) MARMORSTEIN FINANCIAL GROUP - PRESIDENT, FIXED INSURANCE, INCOME TAXES, TRUST SERVICES/FIDUCIARY FOR NON-SECURITIES CLIENTS, NOTARY, BUSINESS CONSULTING AS CPA, REFERRAL OF P & C INSURANCE AND MORTGAGE NEEDS WITHOUT COMPENSATION, 15% OF TIME SPENT. 4) SENIORS FINANCIAL & HEALTH CARE - PRESIDENT, INSURANCE AGENT, CPA, PROVIDE FIXED INSURANCE, CPA AND ELDER CARE PLANNING, 10% OF TIME SPENT. 5) NOTARY - 2385 NW EXECUTIVE CENTER DRIVE, #100, BOCA RATON, FL 33343; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS FOR CLIENTS, FRIENDS AND FAMILY; NOTARY; LESS THAN 1% OF TIME SPENT.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-07