David Aaron Borden

Current Employers

Employment History

• 03/2000 → Present
  Ccr Wealth Management
  Worcester, MA
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-01-20 → 2023-06-29
  Cetera Wealth Services, Llc
  Westborough, MA
  Westborough, MA
  Loudonville, NY
• 2008-12-05 → 2013-01-10
  Ccr Wealth Management, Llc
  Westborough, MA
• 2001-03-18 → 2004-01-01
  Vestax Securities Corporation
  Worcester, MA

Other Businesses

1.CCR WEALTH MANAGEMENT, SAME AS OFFICE ADDRESS, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2000; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: LARRY S. ROSEN MEMORIAL FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CHARITABLE FOUNDATION; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PLANNING 2 EVENTS, A GOLF TOURNAMENT & DINNER, HELP GET SPONSORS & GOLFERS FOR EVENTS, & HELP RAISE MONEY FOR THE CHARITY; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR CLIENTS TRUST ; INVESTMENT RELATED: YES; ADDRESS: 12798 ROUTE 19 SOUTH APT 14 WATERFORD, PA 16441 NATURE OF BUSINESS: TRUST; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVICING TRUST NEEDS AND REVIEW OF ACCOUNT STATEMENTS; 5. NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR MULTIPLE CLIENT TRUSTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTS; START DATE: 2023; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVICING TRUST NEEDS MULTIPLE CLIENT TRUSTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-06
• S63 Uniform Securities Agent State Law Examination
  1996-10-28