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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-15
NJ RA APPROVED 2014-10-06
  • TX RA
    APPROVED_RES
    Since 2015-07-15
  • NJ RA
    APPROVED
    Since 2014-10-06

Branch Locations

115 County Rd, Tenafly, NJ 07670 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Tenafly NJ 10/2014 Present
  • 10/2014 → Present
    Jpmorgan Securities Llc
    Tenafly, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-28
S63 Uniform Securities Agent State Law Examination 1996-10-31
  • S66 Uniform Combined State Law Examination
    2012-01-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-31

View on SEC IAPD

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