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Javier Enrique Pascual Imbert

Cetera Investment Advisers LLC

Springhill, FL

CRD 2789824

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-30
  • FL RA
    APPROVED
    Since 2018-04-30

Branch Locations

1500 Pinehurst Dr, Springhill, FL 34606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Tampa FL 10/2013 12/2017
Regions Bank Spinghill FL 03/2018 Present
Cetera Investment Services Llc St Cloud MN 03/2018 Present
Cetera Investment Advisers Llc Springhill FL 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-16
S63 Uniform Securities Agent State Law Examination 2013-10-28
  • S65 Uniform Investment Adviser Law Examination
    2017-10-16
  • S63 Uniform Securities Agent State Law Examination
    2013-10-28
Other Names
  • Javier Enrique Pascual

View on SEC IAPD

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