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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-21 |
| FL | RA | APPROVED | 2021-05-06 |
Branch Locations
5330 Spring Hill Dr Suite J, Spring Hill, FL 34606 • United States
4830 W. Kennedy Blvd Suite 800, Tampa, FL 33609-2557 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Tampa | FL | 12/2015 | Present |
| Mml Investors Services, Llc | Tampa | FL | 12/2015 | Present |
1)Name: Why Knot Properties, LLC, Inv Rel: Y Addr: 5330 Spring Hill Dr, Suite J, Spring Hill FL 34607, Nature: Holding Company for real estate/lease, Position: Owner/President, Start: 04/01/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0, Duties:Real Estate Holding Company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-14 |
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