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Shane Michael Stratton

Wells Fargo Clearing Services, LLC

Spring Hill, FL

Tampa, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-13
TX RA APPROVED 2021-12-03
  • FL RA
    APPROVED
    Since 2021-12-13
  • TX RA
    APPROVED
    Since 2021-12-03

Branch Locations

1337 Commercial Way, Spring Hill, FL 34606 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wealth Management Palm Harbor FL 10/2012 12/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2021
Wells Fargo Clearing Services, Llc Tampa FL 12/2021 Present
  • 10/2012 → 12/2021
    Morgan Stanley Wealth Management
    Palm Harbor, FL
  • 01/2015 → 12/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2021 → Present
    Wells Fargo Clearing Services, Llc
    Tampa, FL
Previous Registrations
  • 2012-11-19 → 2021-12-22
    Morgan Stanley
    Tampa, FL
    The Villages, FL
    Palm Harbor, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-15
S63 Uniform Securities Agent State Law Examination 2007-10-05
  • S65 Uniform Investment Adviser Law Examination
    2012-11-15
  • S63 Uniform Securities Agent State Law Examination
    2007-10-05
Other Names
  • Shane Stratton

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRING HILL, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Spring Hill, FL
RAYMOND JAMES & ASSOCIATES, INC. · SPRING HILL, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL

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