Ivan Augusto Briggiler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*126195 For profit or not for profit: Non-Profit Organization Name of outside business organization: Church of St Ignatius Loyola Investment related: N Address of business: New York, New York 10028 Nature of business: Charitable Organization, Position, title, association: Other, teacher - religious education Start date of relationship: 9/24/2019 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Church I belong to (St. Ignatius Loyola) needed a volunteer to teach catechism to 6th grade students. I will be teaching religion class and get paid USD 54 per class. Classes would be once per week, from September to May.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-21
• S63 Uniform Securities Agent State Law Examination
  1996-09-30

Other Names

• Ivan A Uberti
• Ivan Augusto Uberti