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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
| TX | RA | APPROVED | 2025-01-07 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vv Strategic Group | New York | NY | 11/2010 | 06/2017 |
| Exotix Usa Inc. | New York | NY | 06/2016 | 03/2017 |
| Morgan Stanley | New York | NY | 08/2021 | 05/2024 |
| Crexa Capital Advisors | New York | NY | 06/2017 | 07/2021 |
| Wealth Growth Partners | New York | NY | 05/2024 | 12/2024 |
| Ubs Financial Services Inc. | New York | NY | 01/2025 | Present |
Unified State Group,,United States30308,https://www.unifiedstategroup.com/,CompanyInformation TechnologyMember of the Advisory BoardActiveAdvisor or advisory group member if advice given may influence an officer/boardMember of the Advisory Group, primarily providing market review, Start date -2/7/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-14 |
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