Stacey James

Citigroup Global Markets Inc.

Claim This Profile

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-08

NY RA
APPROVED

Since 2022-11-08

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Capital Management Llc	Jersey City	NJ	06/2016	10/2022
E*Trade Securities Llc	Jersey City	NJ	06/2016	10/2022
Citigroup	New York	NY	10/2022	Present

06/2016 → 10/2022

E*Trade Capital Management Llc

Jersey City, NJ
06/2016 → 10/2022

E*Trade Securities Llc

Jersey City, NJ
10/2022 → Present

Citigroup

New York, NY

Previous Registrations

2017-01-26 → 2022-10-17

Harrisdirect Llc

Jersey City, NJ

Arlington, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-24
S63	Uniform Securities Agent State Law Examination	2000-05-30

S66 Uniform Combined State Law Examination

2017-01-24
S63 Uniform Securities Agent State Law Examination

2000-05-30

Other Names

Stacey L James
Stacey L James
Stacey Lynne James

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor