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John Douglas Viglione

New York Life Investment Management LLC

New York, NY

Ft. Lauderdale, FL

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-26
GA RA APPROVED 2007-11-16
  • FL RA
    APPROVED
    Since 2020-06-26
  • GA RA
    APPROVED
    Since 2007-11-16

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Ft. Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc Parsippany NJ 08/2000 Present
Nylife Distributors Llc Parsippany NJ 10/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S66 Uniform Combined State Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15

View on SEC IAPD

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