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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-16 |
Branch Locations
242 S De Lacey Ave, Pasadena, CA 91105-2006 • United States
Los Angeles, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pasadena | CA | 10/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Pasadena | CA | 03/2020 | Present |
Business Ownership; 5000-5004 Charleston, LLC.; ; limited partner in real estate investment.; 311 Division StreetCarson City, NV.89703, ,; Not Investment-Related; 12/14/2007; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-17 |
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