Bryan Michael Rich

Current Employers

Employment History

• 12/2015 → 05/2019
  Horter Investment Management, Llc
  Cincinnati, OH
• 05/2019 → Present
  Brookstone Capital Management
  Wheaton, IL
• 05/2005 → Present
  Secure Financial Group, Inc.
  Roanoke, VA

Previous Registrations

• 2015-12-14 → 2019-05-10
  Horter Investment Management, Llc
  Roanoke, VA
  Cincinnati, OH
• 2010-03-30 → 2015-12-03
  Redhawk Wealth Advisors, Inc.
  Roanoke, VA
• 2007-11-28 → 2010-08-02
  Horter Investment Management, Llc
  Roanoke, VA
  Roanoke, VA

Other Businesses

The Name of the other business: Secure Financial Group, Inc. Investment Related?: Yes Address of other business: Roanoke, VA Nature of other business: Insurance/Annuities Your position: President of Company Start Date: 05/2008 How many hours you devote to the other business per month: 120 How many hours you devote to the other business during securities trading hours: 60 Briefly describe your duties: Insurance marketing and income planning products. Act as a consultant to clients wanting to purchase gold/silver. The Name of the other business: New Chapter Enterprise, LLC Investment Related?: No Address of other business: 342 Calvert Road Troutville, VA 24175 Nature of other business: Rental Business Your position: Managing Member Start Date: 12/2017 How many hours you devote to the other business per month: 10 How are you being compensated: from profit of business only Briefly describe your duties: Vacation Rental Business (1 home currently)

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-13
• S63 Uniform Securities Agent State Law Examination
  1996-09-26