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Bryan Michael Rich

Brookstone Capital Management LLC

Roanoke, VA

Wheaton, IL

Cary, NC

CRD 2785748

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-29
VA RA APPROVED 2019-05-10
  • NC RA
    APPROVED
    Since 2022-03-29
  • VA RA
    APPROVED
    Since 2019-05-10

Branch Locations

2302 Colonial Ave Suite B, Roanoke, VA 24015 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

1150 Executive Circle Suite 4, Cary, NC 27511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horter Investment Management, Llc Cincinnati OH 12/2015 05/2019
Brookstone Capital Management Wheaton IL 05/2019 Present
Secure Financial Group, Inc. Roanoke VA 05/2005 Present
  • 12/2015 → 05/2019
    Cincinnati, OH
  • 05/2019 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 05/2005 → Present
    Secure Financial Group, Inc.
    Roanoke, VA
Previous Registrations
Other Businesses

The Name of the other business: Secure Financial Group, Inc. Investment Related?: Yes Address of other business: Roanoke, VA Nature of other business: Insurance/Annuities Your position: President of Company Start Date: 05/2008 How many hours you devote to the other business per month: 120 How many hours you devote to the other business during securities trading hours: 60 Briefly describe your duties: Insurance marketing and income planning products. Act as a consultant to clients wanting to purchase gold/silver. The Name of the other business: New Chapter Enterprise, LLC Investment Related?: No Address of other business: 342 Calvert Road Troutville, VA 24175 Nature of other business: Rental Business Your position: Managing Member Start Date: 12/2017 How many hours you devote to the other business per month: 10 How are you being compensated: from profit of business only Briefly describe your duties: Vacation Rental Business (1 home currently)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 1996-09-26
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-09-26

View on SEC IAPD

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